Compliance Manager & Officer (2 roles)
Leading company in the Energy / Utilities space is looking to invest in their Compliance team
Complex Multi $Bn business
Excellent Head of Compliance to work under
Great Salary, bonus and benefits
Compliance Manager & Compliance Officer
(2 separate positions, Snr & Jnr)
Complex Multi $bn business
Purpose of this position
The Compliance Officer and Manager report to the Head of Compliance and are responsible for leading, managing, and continuously improving the clients enterprise wide compliance management program.
Both roles offer top market salary based on experience, bonus and extra benefits such as 9 day work fortnights and flexible working
Position Description
Compliance Manager
Management
Ensure all audit and other reporting and regulatory obligation requirements are dealt with in a timely manner
Ensure commercial responsiveness and completeness are inherent in all aspects of the business unit’s activities
Compliance
Support the development and implementation of the compliance management system through framework, policies and procedures and manage documentation
Execute ongoing monitoring of compliance performance, reporting and escalation
Develop and implement compliance training and awareness program to lift compliance culture
Identify and educate business on their compliance obligations, including regulatory and legal obligations, in collaboration with Legal.
Assist with ensuring the businesses compliance with mandatory obligations, in addition to non-mandatory obligations to which the company has elected to adhere
Report on compliance internally to Management and Board, including execution of compliance attestation
Assist the Head of Compliance with the business' response to instances of non-compliance in liaison with appropriate internal and external stakeholders as required
Stakeholder and customer relationships
Establish and maintain effective relationships with other internal groups and coordination of compliance activities with business unit counterparties
Maintain effective relationships with regulators and external service providers
Support the Head of Compliance in representing the business on key industry bodies and with key agencies and companies
Additional duties & information
Engage with the business to embed sustained performance improvement and business process change
Identify, evaluate and resolve issues affecting professional risk; plan and manage the assignment to minimise risk; review assignments to ensure quality meets or exceeds professional standards; maintain quality assurance
over deliverables
Position requirements
Tertiary qualifications at degree level in an appropriate discipline, or equivalent relevant experience
Knowledge and understanding of the evaluation and improvement of internal controls and compliance frameworks
Experience and proven capacity in leading a compliance program of work for a large corporation or utility
Experience in resource management and business planning
High level negotiating and influencing skills
High level written and verbal communication skills
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Compliance Officer role
Position Description
monitoring, managing and reporting on developments including changes in legislative, regulatory obligations
engaging with and advising the business on effective management of its compliance obligations and
performance improvement
implementation and maintenance of compliance framework and procedures and
engagement with regulators.
Position requirements
Tertiary qualifications in law or economics or other related field
High level of written and verbal communications skills
Ability to engage with stakeholders internally and externally and influence compliance outcomes
Ability to work in a multi-disciplinary environment
Ability to plan and execute projects and work programs to achieve agreed outcomes
Experience or knowledge in supporting delivery of compliance programs in energy or other utilities would be highly regarded